Latest Filings Received and Processed at the SEC
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This listing contains the most recent filings for the current official filing date (including filings made after the 5:30 pm deadline on the previous filing day). Filings may be made Monday through Friday (except for U.S. Federal Holidays).
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13F-HR - Snowhook Capital Management LP (0001849613) (Filer)
by Webmaster on October 4, 2023 at 7:29 pm
Filed: 2023-10-04 AccNo: 0000902664-23-004993 Size: 4 KB
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4 - PNC FINANCIAL SERVICES GROUP, INC. (0000713676) (Issuer)
by Webmaster on October 4, 2023 at 7:28 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051862 Size: 9 KB
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4 - Cheshire Marjorie Rodgers (0001621713) (Reporting)
by Webmaster on October 4, 2023 at 7:28 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051862 Size: 9 KB
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D - WI-0616 Fund II, a series of Super Angel Syndicate, LP (0001985574) (Filer)
by Webmaster on October 4, 2023 at 7:27 pm
Filed: 2023-10-04 AccNo: 0001985574-23-000002 Size: 7 KB Item 3C: Investment Company Act Section 3(c) Item 3C.1: Section 3(c)(1)
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8-K - ThermoGenesis Holdings, Inc. (0000811212) (Filer)
by Webmaster on October 4, 2023 at 7:27 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027651 Size: 154 KB Item 8.01: Other Events
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4 - PNC FINANCIAL SERVICES GROUP, INC. (0000713676) (Issuer)
by Webmaster on October 4, 2023 at 7:27 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051861 Size: 8 KB
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4 - CAFARO DEBRA A (0001215188) (Reporting)
by Webmaster on October 4, 2023 at 7:27 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051861 Size: 8 KB
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424B2 - Citigroup Global Markets Holdings Inc. (0000200245) (Filer)
by Webmaster on October 4, 2023 at 7:26 pm
Filed: 2023-10-04 AccNo: 0000950103-23-014649 Size: 274 KB
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424B2 - CITIGROUP INC (0000831001) (Filer)
by Webmaster on October 4, 2023 at 7:26 pm
Filed: 2023-10-04 AccNo: 0000950103-23-014649 Size: 274 KB
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D - BU-0715 Fund I, a series of Badie Investments, LP (0001987504) (Filer)
by Webmaster on October 4, 2023 at 7:26 pm
Filed: 2023-10-04 AccNo: 0001987504-23-000002 Size: 7 KB Item 3C: Investment Company Act Section 3(c) Item 3C.1: Section 3(c)(1)
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424B2 - MORGAN STANLEY (0000895421) (Filer)
by Webmaster on October 4, 2023 at 7:26 pm
Filed: 2023-10-04 AccNo: 0001839882-23-026724 Size: 1 MB
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424B2 - Morgan Stanley Finance LLC (0001666268) (Filer)
by Webmaster on October 4, 2023 at 7:26 pm
Filed: 2023-10-04 AccNo: 0001839882-23-026724 Size: 1 MB
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D - PNC LIHTC Fund 90, LLC (0001996123) (Filer)
by Webmaster on October 4, 2023 at 7:26 pm
Filed: 2023-10-04 AccNo: 0001996123-23-000001 Size: 25 KB
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424B2 - BARCLAYS BANK PLC (0000312070) (Filer)
by Webmaster on October 4, 2023 at 7:24 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008177 Size: 475 KB
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424B2 - BANK OF AMERICA CORP /DE/ (0000070858) (Filer)
by Webmaster on October 4, 2023 at 7:23 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008176 Size: 431 KB
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424B2 - BofA Finance LLC (0001682472) (Filer)
by Webmaster on October 4, 2023 at 7:23 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008176 Size: 431 KB
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FWP - TORONTO DOMINION BANK (0000947263) (Subject)
by Webmaster on October 4, 2023 at 7:22 pm
Filed: 2023-10-04 AccNo: 0001140361-23-046913 Size: 21 KB
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D - N3 HECM, LLC (0001994362) (Filer)
by Webmaster on October 4, 2023 at 7:22 pm
Filed: 2023-10-04 AccNo: 0001994362-23-000001 Size: 5 KB
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10-K/A - SUIC Worldwide Holdings Ltd. (0001394108) (Filer)
by Webmaster on October 4, 2023 at 7:22 pm
Filed: 2023-10-04 AccNo: 0001554795-23-000317 Size: 2 MB
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D/A - Pacific Community Holdings-VI A, LP (0001946902) (Filer)
by Webmaster on October 4, 2023 at 7:22 pm
Filed: 2023-10-04 AccNo: 0001946902-23-000001 Size: 7 KB Item 3C: Investment Company Act Section 3(c) Item 3C.1: Section 3(c)(1)
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SC 13G - Knoll Capital Management, LLC (0001325083) (Filed by)
by Webmaster on October 4, 2023 at 7:22 pm
Filed: 2023-10-04 AccNo: 0001104659-23-106782 Size: 83 KB
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SC 13G - Aldeyra Therapeutics, Inc. (0001341235) (Subject)
by Webmaster on October 4, 2023 at 7:22 pm
Filed: 2023-10-04 AccNo: 0001104659-23-106782 Size: 83 KB
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FWP - TORONTO DOMINION BANK (0000947263) (Subject)
by Webmaster on October 4, 2023 at 7:21 pm
Filed: 2023-10-04 AccNo: 0001140361-23-046904 Size: 420 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:20 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027649 Size: 5 KB
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4 - Field Jason A. (0001923226) (Reporting)
by Webmaster on October 4, 2023 at 7:20 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027649 Size: 5 KB
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424B2 - BARCLAYS BANK PLC (0000312070) (Filer)
by Webmaster on October 4, 2023 at 7:20 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008175 Size: 504 KB
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3 - MacKenzie Realty Capital, Inc. (0001550913) (Issuer)
by Webmaster on October 4, 2023 at 7:20 pm
Filed: 2023-10-04 AccNo: 0001995515-23-000001 Size: 3 KB
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3 - Sherpa Angche (0001995515) (Reporting)
by Webmaster on October 4, 2023 at 7:20 pm
Filed: 2023-10-04 AccNo: 0001995515-23-000001 Size: 3 KB
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424B2 - BARCLAYS BANK PLC (0000312070) (Filer)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0000950103-23-014648 Size: 557 KB
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FWP - BANK OF NOVA SCOTIA (0000009631) (Subject)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0001140361-23-046902 Size: 29 KB
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4 - Oliver Lawrence T. (0001801438) (Reporting)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027648 Size: 7 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027648 Size: 7 KB
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424B2 - GOLDMAN SACHS GROUP INC (0000886982) (Filer)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0000950170-23-051872 Size: 354 KB
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424B2 - GS Finance Corp. (0001419828) (Filer)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0000950170-23-051872 Size: 354 KB
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4 - GOODYEAR TIRE & RUBBER CO /OH/ (0000042582) (Issuer)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051860 Size: 5 KB
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4 - CLAYTON NORMA (0001877468) (Reporting)
by Webmaster on October 4, 2023 at 7:19 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051860 Size: 5 KB
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D - Capitano Energy Partners, LP (0001992459) (Filer)
by Webmaster on October 4, 2023 at 7:18 pm
Filed: 2023-10-04 AccNo: 0001992459-23-000001 Size: 5 KB
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424B2 - BANK OF AMERICA CORP /DE/ (0000070858) (Filer)
by Webmaster on October 4, 2023 at 7:18 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008174 Size: 617 KB
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424B2 - BofA Finance LLC (0001682472) (Filer)
by Webmaster on October 4, 2023 at 7:18 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008174 Size: 617 KB
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4 - Miles Christen Brooke (0001968153) (Reporting)
by Webmaster on October 4, 2023 at 7:18 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027647 Size: 4 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:18 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027647 Size: 4 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:17 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027646 Size: 4 KB
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4 - WILLIAMSON JOHN B III (0001238836) (Reporting)
by Webmaster on October 4, 2023 at 7:17 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027646 Size: 4 KB
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144 - Silk Road Medical Inc (0001397702) (Subject)
by Webmaster on October 4, 2023 at 7:16 pm
Filed: 2023-10-04 AccNo: 0001959173-23-004222 Size: 4 KB
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144 - Buchanan Lucas W. (0001769830) (Reporting)
by Webmaster on October 4, 2023 at 7:16 pm
Filed: 2023-10-04 AccNo: 0001959173-23-004222 Size: 4 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:16 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027645 Size: 4 KB
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4 - McClanahan Elizabeth A (0001909226) (Reporting)
by Webmaster on October 4, 2023 at 7:16 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027645 Size: 4 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:15 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027644 Size: 4 KB
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4 - CRAWFORD THOMAS J (0001229452) (Reporting)
by Webmaster on October 4, 2023 at 7:15 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027644 Size: 4 KB
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424B2 - BofA Finance LLC (0001682472) (Filer)
by Webmaster on October 4, 2023 at 7:14 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008173 Size: 446 KB
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424B2 - BANK OF AMERICA CORP /DE/ (0000070858) (Filer)
by Webmaster on October 4, 2023 at 7:14 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008173 Size: 446 KB
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D - Lombard International Life Assurance Co Separate Account VL 431 (0001990389) (Filer)
by Webmaster on October 4, 2023 at 7:14 pm
Filed: 2023-10-04 AccNo: 0001990389-23-000001 Size: 7 KB Item 3C: Investment Company Act Section 3(c) Item 3C.7: Section 3(c)(7)
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:14 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027643 Size: 4 KB
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4 - BOXLEY ABNEY S III (0001201852) (Reporting)
by Webmaster on October 4, 2023 at 7:14 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027643 Size: 4 KB
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497 - Invesco Unit Trusts Series 2305 (0001967981) (Filer)
by Webmaster on October 4, 2023 at 7:14 pm
Filed: 2023-10-04 AccNo: 0001528621-23-001450 Size: 3 KB
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4 - UNITIL CORP (0000755001) (Issuer)
by Webmaster on October 4, 2023 at 7:13 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051859 Size: 6 KB
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4 - WHITELEY DAVID A (0001190118) (Reporting)
by Webmaster on October 4, 2023 at 7:13 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051859 Size: 6 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:13 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027642 Size: 4 KB
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424B2 - GS Finance Corp. (0001419828) (Filer)
by Webmaster on October 4, 2023 at 7:13 pm
Filed: 2023-10-04 AccNo: 0000950170-23-051870 Size: 334 KB
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4 - Archer Jacqueline L. (0001801454) (Reporting)
by Webmaster on October 4, 2023 at 7:13 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027642 Size: 4 KB
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424B2 - GOLDMAN SACHS GROUP INC (0000886982) (Filer)
by Webmaster on October 4, 2023 at 7:13 pm
Filed: 2023-10-04 AccNo: 0000950170-23-051870 Size: 334 KB
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6-K - Zentek Ltd. (0001904501) (Filer)
by Webmaster on October 4, 2023 at 7:12 pm
Filed: 2023-10-04 AccNo: 0001062993-23-018973 Size: 34 KB
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4 - RGC RESOURCES INC (0001069533) (Issuer)
by Webmaster on October 4, 2023 at 7:11 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027641 Size: 4 KB
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4 - AGEE NANCY H (0001314626) (Reporting)
by Webmaster on October 4, 2023 at 7:11 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027641 Size: 4 KB
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424B2 - BANK OF AMERICA CORP /DE/ (0000070858) (Filer)
by Webmaster on October 4, 2023 at 7:11 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008172 Size: 564 KB
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424B2 - BofA Finance LLC (0001682472) (Filer)
by Webmaster on October 4, 2023 at 7:11 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008172 Size: 564 KB
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4 - UNITIL CORP (0000755001) (Issuer)
by Webmaster on October 4, 2023 at 7:10 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051857 Size: 4 KB
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4 - Vogel Justine (0001766849) (Reporting)
by Webmaster on October 4, 2023 at 7:10 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051857 Size: 4 KB
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424B2 - GOLDMAN SACHS GROUP INC (0000886982) (Filer)
by Webmaster on October 4, 2023 at 7:10 pm
Filed: 2023-10-04 AccNo: 0000950170-23-051867 Size: 609 KB
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424B2 - GS Finance Corp. (0001419828) (Filer)
by Webmaster on October 4, 2023 at 7:10 pm
Filed: 2023-10-04 AccNo: 0000950170-23-051867 Size: 609 KB
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497J - Innovator ETFs Trust (0001415726) (Filer)
by Webmaster on October 4, 2023 at 7:09 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027640 Size: 7 KB
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4 - INCYTE CORP (0000879169) (Issuer)
by Webmaster on October 4, 2023 at 7:08 pm
Filed: 2023-10-04 AccNo: 0000879169-23-000033 Size: 7 KB
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4 - Denton Sheila A. (0001995298) (Reporting)
by Webmaster on October 4, 2023 at 7:08 pm
Filed: 2023-10-04 AccNo: 0000879169-23-000033 Size: 7 KB
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497J - Innovator ETFs Trust (0001415726) (Filer)
by Webmaster on October 4, 2023 at 7:08 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027638 Size: 7 KB
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F-1/A - JIZHILONG HOLDING GROUP LTD (0001987930) (Filer)
by Webmaster on October 4, 2023 at 7:07 pm
Filed: 2023-10-04 AccNo: 0001987930-23-000002 Size: 667 KB
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1-A/A - Concreit Series LLC (0001990419) (Filer)
by Webmaster on October 4, 2023 at 7:07 pm
Filed: 2023-10-04 AccNo: 0001731122-23-001788 Size: 1 MB
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497J - Innovator ETFs Trust (0001415726) (Filer)
by Webmaster on October 4, 2023 at 7:06 pm
Filed: 2023-10-04 AccNo: 0001437749-23-027636 Size: 7 KB
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4 - UNITIL CORP (0000755001) (Issuer)
by Webmaster on October 4, 2023 at 7:06 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051855 Size: 6 KB
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4 - GODFREY EDWARD F (0001241513) (Reporting)
by Webmaster on October 4, 2023 at 7:06 pm
Filed: 2023-10-04 AccNo: 0001209191-23-051855 Size: 6 KB
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424B2 - BofA Finance LLC (0001682472) (Filer)
by Webmaster on October 4, 2023 at 7:06 pm
Filed: 2023-10-04 AccNo: 0001481057-23-008171 Size: 489 KB