Filing Section 16 Reports on SEC EDGAR:
Form 3, Form 4, Form 5
Rely on us and our experience and let us file your Form 3, 4, or 5. We offer full-serve offerings for this.
Form 3, Form 4, Form 5
Fill out a Form 3, Form 4, or Form 5 template and send it to us, including your filing codes, so we may submit the files on your behalf. For individuals who do not have their filing codes, our well-trained professionals will be happy to submit Form ID applications as complimentary service, to acquire filing codes for individuals and companies. For new EDGAR filing codes, requests may 1 to 3 days to process, depending on SEC work load. Make sure that enough time is given for this part of the process.
Send to OFFISTRA
Once accomplished, the completed template can be sent via e-mail or through the Compliance Management Portal, including your filing instructions.
About Section 16 Form 3, 4, and 5 Filings
According to Section 16 of the Securities Exchange Act of 1934, different regulatory filing requirements should be met by officers, directors and principal stakeholders. Section 16 also states that every person who is the beneficial owner of more than 10% of the company, whether directly or indirectly, or who is a director or an officer of the issuer of such a security (a “reporting owner”), must file ownership reports as required by this subsection with the SEC. Reports are filed on Form 3, Form 4 and Form 4, and they include one or more reporting owners for a given issuer.
Requirements to submit a Form 3, Form 4 or Form 5 filing to SEC EDGAR
Reporting Owner CIK and CCC
Make sure that you have the required EDGAR filing codes. These are CIK and CCC, needed for each reporting owner to be included on a Form 3, Form 3 or Form 5. These codes can be generated by sending a Form ID (if currently, the reporting owner is not registered with the SEC). If requested, filing codes can be applied by OFFISTRA, free of charge.
Issuer CIK and Trading Symbol
SEC EDGAR Form 3, Form 4, and Form 5 Resources
The following are relevant news articles and resources relating to the creation and filing of Form 3, Form 4, and Form 5:
- Notice to EDGAR Filers: Postponement of Release 8.5 and Live Filing of Section 16 Reports Using the SEC’s New On-Line Website
- Section 16 Electronic Reporting Frequently Asked Questions
- Notice to EDGAR Filers: SEC Establishes New Website for Creating and Filing Ownership Forms
- A documentation set for using the OnlineForms web site. Download and then run the exe file to install the files on your computer.
The following are links are related to completing Forms 3, 4, and 5: