for Mutual Funds & Management Investment Companies

Form N-CSR is a combined reporting form that is to be used for reports of mutual funds and other registered management investment companies under Section 30(b)(2) of the Investment Company Act of 1940 (the “Act”) and Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”), filed pursuant to Rule 30b2-1(a) under the Act (17 CFR 270.30b2-1(a)). A report on this Form shall be filed within 10 days after the transmission to stockholders of any annual or semi-annual report that is required to be transmitted to stockholders pursuant to Rule 30e-1 under the Act (17 CFR 270.30e-1).

About N-CSR and N-CSRS

The EDGAR submission types used in conjunction with Form N-CSR are as follows:

Form N-CSR Certified annual shareholder reports for management investment companies
Initial Filing
Form N-CSRS Certified semi-annual shareholder reports for management investment companies
Initial Filing
Rule 12b-25 Notification of inability to timely file Form N-CSR
Initial Filing



Our Form N-CSR and N-CSRS Solution

Send us your Form N-CSR or N-CSRS either via email or our secure online submission portal. Our team will proceed to convert your material into SEC EDGAR HTML format and provide you with a secure proof for review. Once we have your approval we will submit the Form N-CSR or N-CSRS with the SEC EDGAR system and provide you with a system acceptance email.

Many mutual funds create Form N-CSR or N-CSRS in PDF format. Conversion from a PDF source document is Offistra’s specialty. Working with many companies that file to both EDGAR and SEDAR (a PDF based system), we’ve formatted tens of thousands of PDF source documents for filing with the SEC.


Form N-CSR and N-CSRS Automation

Our team has worked closely with software companies to automate the creation of SEC EDGAR HTML. Are your Form N-CSRs created from a database or XML data source? If so, our automation technology may assist you in saving time and cutting costs.




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