Schedule 13G & 13D Filing Service
Accomplish the Schedule 13D or Schedule 13G and send it to OFFISTRA EDGAR FILING professionals for processing.
Fill out the Schedule 13D or Schedule 13G template.
Send to OFFISTRA
Send the accomplished template to the OFFISTRA team. You have two options for proof review: send it online; or send the proof over e-mail for review.
In HTML format online, review the proof of the Schedule 13G or Schedule 13D forms.
Approve the Schedule 13G or Schedule 13D file and they will be filed live through the SEC EDGAR system. Filing confirmation will be sent from SEC.
About Schedule 13G & Schedule 13D
In Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, as amended, the “Exchange Act”, it is mandated that owners who exceed more than 5% of certain equity securities must file Schedule 13D or Schedule 13G with the SEC EDGAR system.
A long-form beneficial ownership disclosure statement, Schedule 13D is meant for active investors. Meanwhile, Schedule 13G is short-form and is meant for passive investors, exempt investors, and qualified institutional investors.
Schedule 13D / SCH 13D
Within 10 days of having more than 5 percent of certain equity securities, an active beneficial owner must file Schedule 13D. This is to make sure that investors are aware that someone has taken a position of ownership. This form also specifies the purpose of the transaction: if the beneficial owner forced change or initiated a proxy contest.
Schedule 13G / SCH 13G
Passive investors, Exempt Investors and Qualified Institutional Investors must submit Schedule 13G pursuant to Rule 13d-1 of the Exchange Act, when they acquire more than 5 percent of certain equity securities.
The deadline for filing the beneficial ownership statement is largely dependent on the category of the initial Schedule 13G filer:
|Passive Investor||13d-1(c)||Within 10 days of acquiring certain equity securities of more than 5 percent but not exceeding 20 percent.|
|Qualified Institutional Investor||13d-1(b)||Within 45 days of the end of the calendar year, when the beneficial owner has acquired not less than 5 percent of certain equity securities, and within 10 days of the end of the calendar month when the beneficial owner has acquired more than 10 percent.|
|Exempt Investor||13d-1(d)||Within 45 days of the end of the calendar year, when the beneficial owner has acquired more than 5 percent.|
For your reference, the 45thday after the end of the calendar year is February 14. Should the deadline of a Schedule 13G or Schedule 13D fall on a weekend or a federal holiday, the deadline submission will be moved to the next business day.
Form 13F Resources
EDGAR Knowledge Base Links
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