The following SEC RSS feeds are a helpful online resource for staying current on the most recent materials posted to the SEC website, including EDGAR filings. Most current browsers include an RSS component, allowing the user to subscribe to and aggregrate feeds. For more information on using RSS, see RSS Feeds from USA.gov.
Press Releases Official announcements highlighting recent actions taken by the SEC and other newsworthy information.
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SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel
on January 30, 2023 at 8:45 pm
The Securities and Exchange Commission today proposed amendments to its ethics rules to strengthen and modernize its ethics compliance program. The amendments would add new requirements and prohibitions to the program, which already includes some of the…
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Silvestre Fontes Named Director of Boston Regional Office
on January 25, 2023 at 6:00 pm
The Securities and Exchange Commission today announced that Silvestre A. Fontes has been named Regional Director of the Boston office, starting next week. John Dugan and Kevin Kelcourse, who have served as Acting Co-Regional Directors, will remain as…
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SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
on January 25, 2023 at 4:20 pm
The Securities and Exchange Commission today proposed a rule to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. The rule is intended to prevent the sale of asset-backed securities (ABS) that…
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SEC Issues $28 Million Award to Joint Whistleblowers
on January 24, 2023 at 1:46 pm
The Securities and Exchange Commission today announced an award of more than $28 million to joint whistleblowers who provided critical information and assistance in an SEC enforcement action. The joint whistleblowers’ detailed information prompted the…
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Fee Rate Advisory #2 For Fiscal Year 2023
on January 23, 2023 at 3:43 pm
The Securities and Exchange Commission today announced that, starting on February 27, 2023, the fee rates applicable to most securities transactions will be set at $8.00 per million dollars. Consequently, each self-regulatory organization will…
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Bloomberg to Pay $5 Million for Misleading Disclosures About Its Valuation Methodologies for Fixed Income Securities
on January 23, 2023 at 3:00 pm
The Securities and Exchange Commission today announced settled charges against Bloomberg Finance L.P. (Bloomberg) for misleading disclosures relating to its paid subscription service, BVAL, which provides daily price valuations for fixed-income…