The following SEC RSS feeds are a helpful online resource for staying current on the most recent materials posted to the SEC website, including EDGAR filings. Most current browsers include an RSS component, allowing the user to subscribe to and aggregrate feeds. For more information on using RSS, see RSS Feeds from USA.gov.
Press Releases Official announcements highlighting recent actions taken by the SEC and other newsworthy information.
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SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing
on April 25, 2024 at 6:17 pm
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Monday, May 6, 2024. The meeting will include a discussion of Regulation Crowdfunding (Reg CF) and activity and…
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SEC Staff Publishes New Registered Fund Statistics Report
on April 24, 2024 at 2:03 pm
The staff of the Securities and Exchange Commission today published a new report of Registered Fund Statistics, which is based on aggregated data reported by SEC-registered funds on Form N-PORT. The new report, which will be updated on a quarterly basis…
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SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management
on April 17, 2024 at 6:45 pm
The Securities and Exchange Commission’s Division of Investment Management (IM) today announced it will host the second annual Conference on Emerging Trends in Asset Management on Thursday, May 16, 2024. The conference will bring together a variety of…
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SEC Issues Second Fee Rate Advisory for Fiscal Year 2024
on April 17, 2024 at 2:30 pm
The Securities and Exchange Commission today announced that, starting on May 22, 2024, the fee rates applicable to most securities transactions will be set at $27.80 per million dollars. Consequently, each self-regulatory organization will continue to…
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SEC Charges Five Investment Advisers for Marketing Rule Violations
on April 12, 2024 at 1:00 pm
The Securities and Exchange Commission today announced settled charges against five registered investment advisers for Marketing Rule violations. All five firms have agreed to settle the SEC’s charges and to pay $200,000 in combined penalties. The five…
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Register for the SEC’s 43rd Annual Small Business Forum April 16-18
on April 4, 2024 at 8:00 pm
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation will host the SEC’s 43rd Annual Government-Business Forum on Small Business Capital Formation during three virtual sessions April 16-18 from 1-2:30 p.m.…