The following SEC RSS feeds are a helpful online resource for staying current on the most recent materials posted to the SEC website, including EDGAR filings. Most current browsers include an RSS component, allowing the user to subscribe to and aggregrate feeds. For more information on using RSS, see RSS Feeds from USA.gov.
Press Releases Official announcements highlighting recent actions taken by the SEC and other newsworthy information.
-
SEC Charges New Jersey Investment Adviser and His Firm with Fraud and Other Violations
on March 17, 2025 at 6:47 pm
The Securities and Exchange Commission today announced that it has filed charges against David Yow Shang Chiueh of East Hanover, New Jersey and his investment advisory firm, Upright Financial Corp., for misconduct and for investing more than 25…
-
SEC Extends Compliance Dates for Amendments to Investment Company Names Rule
on March 14, 2025 at 10:12 pm
The Securities and Exchange Commission today announced a six-month extension of the compliance dates for amendments adopted in September 2023 to the Investment Company Act “Names Rule,” which addresses fund names likely to mislead investors about a fund’…
-
SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets
on March 7, 2025 at 3:45 pm
The Securities and Exchange Commission today filed settled charges against registered investment adviser Momentum Advisors LLC, its former managing partner Allan J. Boomer, and its former chief operating officer and partner Tiffany L. Hawkins, for…
-
Filer Transition to New and Improved EDGAR Begins March 24
on March 6, 2025 at 7:35 pm
The Securities and Exchange Commission is providing extensive guidance and resources to assist filers with upcoming access and account management enhancements to the security of the agency’s Electronic Data Gathering, Analysis, and Retrieval (EDGAR)…
-
SEC Crypto Task Force to Host Roundtable on Security Status
on March 3, 2025 at 10:45 pm
The SEC's Crypto Task Force will host a series of roundtables to discuss key areas of interest in the regulation of crypto assets.
-
SEC Staff Facilitates Capital Formation for Companies Planning Public Offerings
on March 3, 2025 at 10:35 pm
The Securities and Exchange Commission today announced that its Division of Corporation Finance is further facilitating capital formation by enhancing the accommodations available to companies for nonpublic review of draft registration statements. In…